DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

STEVEN DAVID BRETT

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

MELVILLE, NY | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34074bfc-14a2-9f96-7daf-97c62c313585

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 14, 2000
First registration: Sep 18, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4142664

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	May 16, 2025	n/a	yes	MELVILLE, NY\|PLYMOUTH, MN	Current employment
MARCUM WEALTH, LLC	Former SEC adviser	Apr 22, 2021	May 19, 2025	no	CLEVELAND, OH\|Melville, NY\|Melville, NY	Previous registration
MARCUM FINANCIAL SERVICES LLC	n/a	Jan 23, 2017	Dec 2, 2021	no	MELVILLE, NY	Previous registration
MARCUM FINANCIAL SERVICES LLC	n/a	Jun 28, 2010	Dec 31, 2016	no	MELVILLE, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 17, 2009	Apr 9, 2021	no	MELVILLE, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 18, 2003	Oct 27, 2009	no	GREAT NECK, NY\|GREAT NECK, NY\|LOCUST VALLEY, NY\|GREAT NECK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARCUM WEALTH, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	May 19, 2025	May 16, 2025	-3	Bulk transfer	RIA to ibd
MARCUM FINANCIAL SERVICES LLC	MARCUM WEALTH, LLC	Dec 2, 2021	Apr 22, 2021	-224	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MARCUM FINANCIAL SERVICES LLC	Apr 9, 2021	Jun 28, 2010	-3,938	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 27, 2009	Nov 17, 2009	21	Firm change	Other

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
May 16, 2025 to presentfactForm ADV
→ MARCUM WEALTH, LLCRegistered adviserregistration: previous registration
Apr 22, 2021 to May 19, 2025factForm ADV
→ MARCUM FINANCIAL SERVICES LLCRegistered adviserregistration: previous registration
Jan 23, 2017 to Dec 2, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 17, 2009 to Apr 9, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 18, 2003 to Oct 27, 2009factForm ADV

Dated events

No dated event names this entity yet.