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Advisor at SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
CORONA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAFEGUARD INVESTMENT ADVISORY GROUP, LLC | Independent wealth | Mar 5, 2025 | n/a | yes | CORONA, CA | Current employment |
| MADISON AVENUE SECURITIES, LLC | Bd affiliated wealth | Aug 26, 2015 | Oct 17, 2017 | no | SAN DIEGO, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 5, 2010 | Jun 27, 2012 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Dec 14, 2009 | no | Santa Monica, CA|PASADENA, CA|GLENDALE, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jan 29, 2007 | May 29, 2007 | no | LOS ANGELES, CA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 25, 2006 | Dec 20, 2006 | no | CARLSBAD, CA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Sep 20, 2004 | Dec 20, 2006 | no | BEVERLY HILLS, CA|CARLSBAD, NY|Carlsbad, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MADISON AVENUE SECURITIES, LLC | SAFEGUARD INVESTMENT ADVISORY GROUP, LLC | Oct 17, 2017 | Mar 5, 2025 | 2,696 | Firm change after gap | Other |
| STRATEGIC ADVISERS LLC | MADISON AVENUE SECURITIES, LLC | Jun 27, 2012 | Aug 26, 2015 | 1,155 | Firm change after gap | Other |
| CITIGROUP GLOBAL MARKETS INC. | STRATEGIC ADVISERS LLC | Dec 14, 2009 | Jan 5, 2010 | 22 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CITICORP INVESTMENT SERVICES | Dec 20, 2006 | Jan 29, 2007 | 40 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 20, 2006 | Apr 25, 2006 | -239 | Channel change | Other |