RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• E••••• M•••••
- Title
- Investment Advisor Representativereportedsafeguardinvestment.comfirm site, Sep 15, 2026
- Professional profile
- safeguardinvestment.com/staff-member/chris-millerreportedsafeguardinvestment.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S•••••••• I••••••••• A••••••• G••••• L•• independent RIA currentsince Mar 5, 2025 · Corona, Ca
- M•••••• A••••• S••••••••• L•• BD affiliatedAug 26, 2015 to Oct 17, 2017 · San Diego, Ca
- S•••••••• A••••••• L•• national BDJan 5, 2010 to Jun 27, 2012 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Dec 14, 2009 · Santa Monica, Ca
- C••••••• I••••••••• S••••••• unclassifiedJan 29, 2007 to May 29, 2007 · Los Angeles, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 25, 2006 to Dec 20, 2006 · Carlsbad, Ca
- T• A••••••••• I••• formerSep 20, 2004 to Dec 20, 2006 · Beverly Hills, Ca
- M•••••• A••••• S••••••••• L•• to S•••••••• I••••••••• A••••••• G••••• L••left Oct 17, 2017, registered Mar 5, 2025 (2696 days) · Other
- S•••••••• A••••••• L•• to M•••••• A••••• S••••••••• L••left Jun 27, 2012, registered Aug 26, 2015 (1155 days) · Other
- C•••••••• G••••• M•••••• I••• to S•••••••• A••••••• L••left Dec 14, 2009, registered Jan 5, 2010 (22 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to C••••••• I••••••••• S•••••••left Dec 20, 2006, registered Jan 29, 2007 (40 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 20, 2006, registered Apr 25, 2006 (-239 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address