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D•••••• A••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

D•••••• A••••• C•••••••••

Advisor at R•• C•••••• M••••••• L••

BURBANK, CA | BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:341a5dc8-88f0-93a8-21ae-5d32b005e30f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jun 29, 2022	n/a	yes	BEVERLY HILLS, CA\|BURBANK, CA	Current employment
D••• D••••••• • C••	Independent wealth	Nov 25, 2013	Oct 4, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	R•• C•••••• M••••••• L••	Oct 4, 2019	Jun 29, 2022	999	Firm change after gap	RIA to ibd
C•••••• W••••• • C••	D••• D••••••• • C••	Nov 25, 2013

Relationships

Registered with (4)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Nov 25, 2013 to Oct 4, 2019factForm ADV
→ C•••••• W••••• • C••Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ C••••••• W••••• • C••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:341a5dc8-88f0-93a8-21ae-5d32b005e30f
First observed: Jun 3, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.