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N••••••• W•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

N••••••• W•••••• E••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | PLANO, TX

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Search this name across graphsid dfx:ria:341ae8f6-aca1-c994-a3f5-4f40a9c88bd3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 24, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jan 3, 2020	n/a	yes	PLANO, TX\|NEWPORT BEACH, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Jan 3, 2020	Apr 27, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Jan 3, 2020	-115	Bulk transfer	RIA to RIA
W••••••• W••••• M•••••••••	A••••••••• L••	Jan 16, 2020

Relationships

Registered with (5)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2020 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2020 to Apr 27, 2020factForm ADV
→ W••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 28, 2017 to Jan 16, 2020factForm ADV
→ A••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:341ae8f6-aca1-c994-a3f5-4f40a9c88bd3
First observed: Mar 8, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.