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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KRISTIN NICOLE CAMPBELL

Advisor at WELLS FARGO ADVISORS

FORT WORTH, TX | HALTOM CITY, TX

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Search this name across graphsid dfx:ria:3421acda-6a70-b450-bb43-1de281fbfa17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 23, 2004
First registration: Jan 4, 2005
Dual registered: yes, broker-dealer
Other names: KRISTIN NICOLE DOZIER
IAPD individual key: 4817906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 20, 2013	n/a	yes	FORT WORTH, TX\|FORT WORTH, TX\|HALTOM CITY, TX\|FORT WORTH, TX\|FORT WORTH, TX	Current employment
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Oct 15, 2010	May 20, 2013	no	HOUSTON, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Apr 1, 2010	Oct 15, 2010	no	AZLE, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	May 14, 2008	Mar 10, 2010	no	FORT WORTH, TX\|FORT WORTH, TX\|SAGINAW, TX\|FORT WORTH, TX\|AZLE, TX\|AZLE, TX\|FORT WORTH, TX\|GRANBURY, TX\|FORT WORTH, TX\|BENBROOK, TX	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 21, 2007	May 14, 2008	no	FORT WORTH, TX	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 2, 2005	May 14, 2007	no	FORT WORTH, TX\|FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Nov 14, 2005	no	FORT WORTH, TX	Previous registration
FIRST COMMAND BANK	n/a	Jan 4, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC MANAGED ACCOUNT SOLUTIONS, INC.	WELLS FARGO ADVISORS	May 20, 2013	May 20, 2013	0	Firm change	Other
ST JOHNS WEALTH MANAGEMENT	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Oct 15, 2010	Oct 15, 2010	0	Bulk transfer	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Mar 10, 2010	Apr 1, 2010	22	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	BBVA COMPASS INVESTMENT SOLUTIONS, INC	May 14, 2008	May 14, 2008	0	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CETERA INVESTMENT SERVICES LLC	May 14, 2007	May 21, 2007	7	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	WELLS FARGO INVESTMENTS, LLC	Nov 14, 2005	Dec 2, 2005	18	Firm change	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (8)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 20, 2013 to presentfactForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to May 20, 2013factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 1, 2010 to Oct 15, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
May 14, 2008 to Mar 10, 2010factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 21, 2007 to May 14, 2008factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 2, 2005 to May 14, 2007factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Nov 14, 2005factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.