DFX Intelligence

J•••••• T••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

J•••••• T••••• K•••••

Advisor at H•••••••• P••••••• P•••••••

••• Locked

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Search this name across graphsid dfx:ria:34266e5e-3704-0a34-2d96-d08be36679f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 2, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL\|Naperville, IL\|Peoria, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 25, 2021	n/a	yes	NAPERVILLE, IL\|PEORIA, IL\|NORTHFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	L•• F•••••••• L••	Dec 31, 2021	Oct 25, 2021	-67	Firm change after gap	RIA to ibd
S••	H•••••••• A•••••• G••••• L••	Dec 18, 2017	Jan 1, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
163768:6413:IL:2021-12-31	Dec 31, 2021	Oct 25, 2021	DOWNERS GROVE, IL	Firm change after gap

Relationships

Registered with (4)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 25, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Jan 1, 2018 to Dec 31, 2021factForm ADV
→ S••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34266e5e-3704-0a34-2d96-d08be36679f3
First observed: Sep 2, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.