DFX Intelligence

C•••• M• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C•••• M• F••••••

Advisor at A••••••••• L•••

West Palm Beach, FL

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Search this name across graphsid dfx:ria:3435424c-1911-ff94-b508-b94525ec8a6b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Sep 15, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	May 26, 2026	n/a	yes	West Palm Beach, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 6, 2026	May 15, 2026	no	WEST PALM BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••••• L•••	May 15, 2026	May 26, 2026	11	Firm change	Other
A••••••••• L•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 3, 2023	Jan 6, 2026

Relationships

Registered with (5)

→ A••••••••• L•••Registered adviserregistration: previous registration
Sep 27, 2013 to May 3, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 6, 2026 to May 15, 2026factForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 1, 2010 to Aug 22, 2013factForm ADV
→ B••• A•••••••• L••

Dated events

Occurred
May 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3435424c-1911-ff94-b508-b94525ec8a6b
First observed: Jul 29, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.