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Advisor at TRINITY LEGACY PARTNERS, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRINITY LEGACY PARTNERS, LLC | Independent wealth | Sep 26, 2014 | n/a | yes | HOUSTON, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 20, 2012 | Jan 9, 2014 | no | HOUSTON, TX|MINNEAPOLIS, MN|CHARLOTTE, NC|HOUSTON, TX | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jan 3, 2012 | Jun 22, 2012 | no | HOUSTON, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Mar 9, 2010 | Jun 19, 2012 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Dec 17, 2002 | Oct 21, 2009 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TRINITY LEGACY PARTNERS, LLC | Jan 9, 2014 | Sep 26, 2014 | 260 | Firm change | Other |
| FSC SECURITIES CORPORATION | WELLS FARGO ADVISORS | Jun 22, 2012 | Jul 20, 2012 | 28 | Firm change | Other |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | FSC SECURITIES CORPORATION | Jun 19, 2012 | Jan 3, 2012 | -168 | Firm change after gap | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Oct 21, 2009 | Mar 9, 2010 | 139 | Firm change | Other |