D•••• J• L••••

Advisor at M••••••

Brentwood, MO | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:347230af-bfea-4b29-b194-49b5a2c6142f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 26, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Sep 23, 2016	n/a	yes	OVERLAND PARK, KS\|Brentwood, MO	Current employment
M•••••• W••••• A•••••••	Former SEC adviser	Mar 29, 2016	Jul 3, 2018	no	ST. LOUIS, MO\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• A•••••••	M••••••	Jul 3, 2018	Sep 23, 2016	-648	Firm change after gap	Other
M••••• G•••• I••••••••• A•••••••• L••	M•••••• W••••• A•••••••	Mar 31, 2016	Mar 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
207512:140195:KS:2018-07-03	Jul 3, 2018	Sep 23, 2016	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (3)

→ M••••••Registered adviserregistration: current employment
Sep 23, 2016 to presentfactForm ADV
→ M•••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 29, 2016 to Jul 3, 2018factForm ADV
→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 26, 1996 to Mar 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:347230af-bfea-4b29-b194-49b5a2c6142f
First observed: Jun 26, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.