DFX Intelligence

M•••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••• W••••• A•••••••

M•••••• W••••• A•••••••-ST. LOUIS, LLC, CRD 207512

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:2888bf0d-7470-a452-bcf0-f46c4156b03d

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 63
Dated events: 1
On other graphs: 0
Observed: Apr 13, 2015 to Mar 29, 2018
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $615M••• Locked
Discretionary RAUM: $615M
Private client RAUM: $557Mderived••• Locked
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• F••••• H•••••• C••• L••	Manager	E	yes	04/2008	Apr 13, 2015	Mar 29, 2018
B•••••••• C•••••	CHIEF OPERATING OFFICER, CHIEF STRATEGY OFFICER	Na	yes	01/2010	Apr 13, 2015	Mar 29, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• L••	n/a	Bd affiliated wealth	$125B	Y	yes	n/a
P••••• S••••• C•••••• M••••••••• L••	n/a	Asset manager	$26B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	8	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$615M	$552M	11.5%	n/a	n/a	14	14	1	n/a

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••••	4	Jul 3, 2018	Sep 23, 2016	OVERLAND PARK, KS	Firm absorbed	RIA to RIA	50.0%
M••••••	4	Jul 3, 2018	Mar 16, 2018

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G•••• I••••••••• A•••••••• L••	3	Jun 30, 2015	Jun 22, 2015	ST LOUIS, MO	Team lift out	Other	4.1%

Relationships

Affiliated with (36)

← M•••••• W••••• A•••••••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
← A••••• I••••••••• P•••••••• L••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ M•••••• W••••• A•••••••Registered adviserother investment adviser, LP sponsor, common control
factForm ADV
→ M••••••Registered adviserother investment adviser, insurance company, pooled vehicle sponsor, LP sponsor, control, common control

Dated events

Occurred
Apr 13, 2015
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2888bf0d-7470-a452-bcf0-f46c4156b03d
First observed: Apr 13, 2015
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.