DFX Intelligence

J•••• A••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J•••• A••••• F•••••

Advisor at N•••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:347f0104-1181-a9ed-a659-008c148e6199

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 4, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	May 15, 2023	n/a	yes	Boca Raton, FL\|Arlington, MA\|NEW ORLEANS, LA	Current employment
S••••• W•••••	Mixed wealth	Oct 22, 2019	Jun 12, 2023	no	WELLESLEY, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W•••••	N•••••• A•••••••	Jun 12, 2023	May 15, 2023	-28	Firm change	RIA to ibd
T•••••• C••••••• I•••	L•• F•••••••• L••	Oct 17, 2019	Nov 29, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
299178:171351:MA:2023-06-12	Jun 12, 2023	May 15, 2023	WELLESLEY, MA	Firm change
29604:281597:CA:2017-11-29	Nov 29, 2017	Jul 5, 2016	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (5)

→ N•••••• A•••••••Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ S••••• W•••••Registered adviserregistration: previous registration
Oct 22, 2019 to Jun 12, 2023factForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2016 to Oct 17, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jun 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:347f0104-1181-a9ed-a659-008c148e6199
First observed: May 4, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.