DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A••••• F•••••

N•••••• A•••••••BD affiliatedArlington, Ma IA-onlyIAPD 6019253

Feed of 09/15/2026

Also filed as J•••• A••••• F•••••

At current firm

3 y

since May 15, 2023

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••• A••••••• BD affiliated current
since May 15, 2023 · Boca Raton, Fl
S••••• W••••• mixed wealth
Oct 22, 2019 to Jun 12, 2023 · Wellesley, Ma
L•• F•••••••• L•• BD affiliated
Nov 29, 2017 to Mar 27, 2018 · Burlington, Ma
T•••••• C••••••• I••• independent RIA
Jul 5, 2016 to Oct 17, 2019 · Woburn, Ma
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 4, 2015 to Nov 29, 2017 · Woburn, Ma

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• to N•••••• A•••••••
left Jun 12, 2023, registered May 15, 2023 (-28 days) · RIA to affiliated broker-dealer or bank · moved with a team
T•••••• C••••••• I••• to L•• F•••••••• L••
left Oct 17, 2019, registered Nov 29, 2017 (-687 days) · RIA to RIA
L•• F•••••••• L•• to S••••• W•••••
left Mar 27, 2018, registered Oct 22, 2019 (574 days) · RIA to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to T•••••• C••••••• I•••
left Nov 29, 2017, registered Jul 5, 2016 (-512 days) · Other · moved with a team

Signals

J•••• A••••• F••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-05-15)
Jun 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address