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RIA / WealthAdvisor31 years in industry

Diane Louise Hall

Advisor at GATEWAY FINANCIAL ADVISORS TEXAS, LLC

Lampasas, TX

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Search this name across graphsid dfx:ria:348610f1-e0e4-4296-e03d-395dfd7e9896

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY FINANCIAL ADVISORS TEXAS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 4, 1994
First registration: Jan 14, 1999
Dual registered: no
Other names: DIANE LOUISE CHESLYN|Diane Moore|DIANE LOUISE MOORE
IAPD individual key: 2527226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY FINANCIAL ADVISORS TEXAS, LLC	State registered	Jun 2, 2022	n/a	yes	Lampasas, TX	Current employment
SMARTER FINANCIAL SOLUTIONS	n/a	Jan 6, 2022	Aug 3, 2022	no	Lampasas, TX\|PHOENIX, AZ	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 18, 2012	Dec 17, 2021	no	BULVERDE, TX\|Lampasas, TX	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Dec 12, 2006	Jun 21, 2012	no	BULVERDE, TX\|CANYON LAKE, TX	Previous registration
PAN-AMERICAN INVESTMENT ADVISERS, INC.	n/a	Mar 25, 2003	Dec 31, 2004	no	SPRING BRANCH, TX	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 14, 1999	Mar 7, 2003	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SMARTER FINANCIAL SOLUTIONS	GATEWAY FINANCIAL ADVISORS TEXAS, LLC	Aug 3, 2022	Jun 2, 2022	-62	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SMARTER FINANCIAL SOLUTIONS	Dec 17, 2021	Jan 6, 2022	20	Firm change	Other
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 21, 2012	Jun 18, 2012	-3	Firm change	Other
PAN-AMERICAN INVESTMENT ADVISERS, INC.	FSC SECURITIES CORPORATION	Dec 31, 2004	Dec 12, 2006	711	Firm change after gap	Other
VALIC FINANCIAL ADVISORS, INC.	PAN-AMERICAN INVESTMENT ADVISERS, INC.	Mar 7, 2003	Mar 25, 2003	18	Firm change	Other

Relationships

Registered with (6)

→ GATEWAY FINANCIAL ADVISORS TEXAS, LLCRegistered adviserregistration: current employment
Jun 2, 2022 to presentfactForm ADV
→ SMARTER FINANCIAL SOLUTIONSRegistered adviserregistration: previous registration
Jan 6, 2022 to Aug 3, 2022factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 18, 2012 to Dec 17, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Dec 12, 2006 to Jun 21, 2012factForm ADV
→ PAN-AMERICAN INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Mar 25, 2003 to Dec 31, 2004factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 14, 1999 to Mar 7, 2003factForm ADV

Dated events

Occurred
Aug 3, 2022
Advisor changed firm
Diane Louise Hall left Smarter Financial Solutions for Gateway Financial Advisors Texas, Llc (registered 2022-06-02)
Form ADVobserved 4 days ago