DFX Intelligence

P••••••• V•••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

P••••••• V•••••••• G•••••

Advisor at L•••• S••••••••• I••

MIAMI, FL

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Search this name across graphsid dfx:ria:34885984-d441-c535-6b91-49b3bdcead6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• S••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 12, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• S••••••••• I••	State registered	Jul 10, 2023	n/a	yes	MIAMI, FL	Current employment
M••••• S••••••	Wirehouse	Aug 3, 2021	Dec 22, 2021	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	L•••• S••••••••• I••	Dec 22, 2021	Jul 10, 2023	565	Firm change after gap	Wirehouse to state RIA
W•••• F•••• A•••••••	M••••• S••••••	Jun 2, 2021	Aug 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:FL:2021-03-02	Jun 2, 2021	Aug 3, 2021	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ L•••• S••••••••• I••Registered adviserregistration: current employment
Jul 10, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 3, 2021 to Dec 22, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 22, 2014 to Jun 2, 2021factForm ADV
→ A••• W••••• M••••••••• •• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34885984-d441-c535-6b91-49b3bdcead6c
First observed: Nov 20, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.