DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patricia Victorica Garcia
Feed of 09/14/2026
Also filed as Patricia Victorica
At current firm
3 y
since Jul 10, 2023
In the industry
16 y
since Nov 12, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Latin Securities Inc state registered currentsince Jul 10, 2023 · Miami, Fl
- Morgan Stanley wirehouseAug 3, 2021 to Dec 22, 2021 · Miami, Fl
- Wells Fargo Advisors wirehouseMay 22, 2014 to Jun 2, 2021 · St. Louis, Mo
- Alti Wealth Management (US International), Inc. independent RIAOct 17, 2013 to Jun 27, 2014 · Coral Gables, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 20, 2009 to Jul 17, 2012 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Latin Securities Incleft Dec 22, 2021, registered Jul 10, 2023 (565 days) · Wirehouse to a state-registered adviser
- Wells Fargo Advisors to Morgan Stanleyleft Jun 2, 2021, registered Aug 3, 2021 (62 days) · Wirehouse to wirehouse · moved with a team
- Alti Wealth Management (US International), Inc. to Wells Fargo Advisorsleft Jun 27, 2014, registered May 22, 2014 (-36 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Alti Wealth Management (US International), Inc.left Jul 17, 2012, registered Oct 17, 2013 (457 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address