DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I•••••• A•••••••• I•••
Richmond, VA | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••• A•••••••• I••• | Asset manager | May 5, 2015 | n/a | yes | Richmond, VA|ATLANTA, GA | Current employment |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Mar 13, 2015 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | I•••••• A•••••••• I••• | Mar 13, 2015 | May 5, 2015 | 53 | Firm change | Other |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 |
| N••••• F••• A•••••••• L•• | Asset manager | Oct 14, 2009 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Apr 19, 2005 | Sep 3, 2009 | no | MINNEAPOLIS, MN|WASHINGTON, DC|MINNEAPOLIS, MN | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•• C•••••• M••••••• L•• | N••••• F••• A•••••••• L•• | Sep 3, 2009 | Oct 14, 2009 | 41 | Firm change | Other |