DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••• F••••••••
CHICAGO, IL | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••• F•••••••• | State registered | Aug 26, 2026 | n/a | yes | Chicago, IL|CHICAGO, IL | Current employment |
| S••••••••• W••••• A•••••••• I••• | Independent wealth | Sep 21, 2015 | Jul 31, 2026 | no | EVANSTON, IL|Skokie, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• W••••• A•••••••• I••• | I••••• F•••••••• | Jul 31, 2026 | Aug 26, 2026 | 26 | Firm change | RIA to state RIA |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | S••••••••• W••••• A•••••••• I••• | Apr 9, 2013 | Sep 21, 2015 |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Mar 13, 2012 | Apr 9, 2013 | no | MADISON, WI | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 10, 2008 | Mar 18, 2010 | no | Middleton, WI|MADISON, WI | Previous registration |
| 895 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Mar 18, 2010 | Mar 13, 2012 | 726 | Firm change after gap | Other |