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R••••• W•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

R••••• W•••• M•••••

Advisor at L•••

LOS ANGELES, CA | NEW YORK, NY | BOCA RATON, FL

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Search this name across graphsid dfx:ria:34be2435-3bc0-9b81-ac60-72518a242a83

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• L••• W•••••• L••	Bank affiliated wealth	May 26, 2023	n/a	yes	NEW YORK, NY\|BOCA RATON, FL	Current employment
L•••	Independent wealth	Oct 22, 2019	n/a	yes	LOS ANGELES, CA\|BOCA RATON, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•••	Oct 22, 2019	Oct 22, 2019	0	Firm change	Wirehouse to RIA
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 13, 2008	Nov 6, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:269866:FL:2019-10-22	Oct 22, 2019	Oct 22, 2019	BOCA RATON, FL	Firm change

Relationships

Registered with (5)

→ I•• L••• W•••••• L••Registered adviserregistration: current employment
May 26, 2023 to presentfactForm ADV
→ L•••Registered adviserregistration: current employment
Oct 22, 2019 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 6, 2008 to Oct 22, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34be2435-3bc0-9b81-ac60-72518a242a83
First observed: Mar 31, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.