DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Wayne Marton
Certified Financial Planner
Feed of 09/15/2026
At current firm
6 y
since Oct 22, 2019
In the industry
26 y
since Mar 31, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Idb Lido Wealth, LLC bank affiliated currentsince May 26, 2023 · New York, Ny
- Lido independent RIA currentsince Oct 22, 2019 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 6, 2008 to Oct 22, 2019 · Boca Raton, Fl
- Wells Fargo Advisors wirehouseMar 17, 2006 to Nov 13, 2008 · Monticello, Ny
- Morgan Stanley Dw Inc. unclassifiedMar 31, 2000 to Mar 20, 2006 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Lidoleft Oct 22, 2019, registered Oct 22, 2019 (0 days) · Wirehouse to independent RIA · moved with a team
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Nov 13, 2008, registered Nov 6, 2008 (-7 days) · Wirehouse to wirehouse
- Morgan Stanley Dw Inc. to Wells Fargo Advisorsleft Mar 20, 2006, registered Mar 17, 2006 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address