DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 7, 2021 | n/a | yes | WINTER PARK, FL | Current employment |
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | May 18, 2021 | Dec 9, 2021 | no | WINDSOR, CT|Winter Park, FL | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Feb 7, 2011 | Dec 9, 2021 | no | TAMPA, FL|WINTER PARK, FL|ORLANDO, FL|WINDSOR, CT|TAMPA, FL | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Sep 18, 2008 | Dec 31, 2010 | no | ORLANDO, FL|TAMPA, FL|ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | VOYA RETIREMENT ADVISORS, LLC | Dec 9, 2021 | May 18, 2021 | -205 | Firm change after gap | Other |
| VOYA RETIREMENT ADVISORS, LLC | LPL FINANCIAL LLC | Dec 9, 2021 | Dec 7, 2021 | -2 | Firm change | Other |
| VOYA FINANCIAL PARTNERS, LLC | VOYA FINANCIAL ADVISORS, INC. | Dec 31, 2010 | Feb 7, 2011 | 38 | Firm change | Other |