RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 7, 2021 · Winter Park, Fl
- V••• R••••••••• A•••••••• L•• otherMay 18, 2021 to Dec 9, 2021 · Windsor, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedFeb 7, 2011 to Dec 9, 2021 · Tampa, Fl
- V••• F•••••••• P•••••••• L•• formerSep 18, 2008 to Dec 31, 2010 · Orlando, Fl
- V••• F•••••••• A•••••••• I••• to V••• R••••••••• A•••••••• L••left Dec 9, 2021, registered May 18, 2021 (-205 days) · Other
- V••• R••••••••• A•••••••• L•• to L•• F•••••••• L••left Dec 9, 2021, registered Dec 7, 2021 (-2 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Dec 31, 2010, registered Feb 7, 2011 (38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address