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RIA / WealthAdvisorCertified Financial Planner25 years in industry

Michael Gold

Advisor at CWM, LLC

Westport, CT | OMAHA, NE | Red Bank, NJ

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Search this name across graphsid dfx:ria:34c4989d-fbf1-dc6f-ed6e-4f79adbfb672

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 20, 2000
First registration: Mar 24, 2004
Dual registered: no
Other names: MICHAEL GOLD|MICHAEL GOLD|MICHAEL RYAN GOLD
IAPD individual key: 4171638

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Jul 20, 2020	n/a	yes	OMAHA, NE\|Red Bank, NJ\|Westport, CT	Current employment
GOLD FAMILY WEALTH	n/a	May 30, 2018	Jul 17, 2020	no	NEW YORK, NY	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Nov 3, 2016	Mar 31, 2020	no	BRIDGEPORT, CT\|BRIDGEPORT, CT\|New York, NY	Previous registration
GERSTEIN FISHER	Former SEC adviser	Dec 3, 2012	Nov 29, 2016	no	NEW YORK, NY	Previous registration
FAMILY OFFICE GROUP LLC	n/a	Nov 4, 2008	May 27, 2009	no	PINEHURST, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 5, 2005	Oct 27, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Mar 24, 2004	Jul 5, 2005	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLD FAMILY WEALTH	CWM, LLC	Jul 17, 2020	Jul 20, 2020	3	Firm change	Other
PEOPLE'S SECURITIES, INC.	GOLD FAMILY WEALTH	Mar 31, 2020	May 30, 2018	-671	Firm change after gap	Other
GERSTEIN FISHER	PEOPLE'S SECURITIES, INC.	Nov 29, 2016	Nov 3, 2016	-26	Firm change	Other
FAMILY OFFICE GROUP LLC	GERSTEIN FISHER	May 27, 2009	Dec 3, 2012	1,286	Firm change after gap	Other
WELLS FARGO ADVISORS	FAMILY OFFICE GROUP LLC	Oct 27, 2008	Nov 4, 2008	8	Firm change	Other
LADENBURG THALMANN ASSET MANAGEMENT INC	WELLS FARGO ADVISORS	Jul 5, 2005	Jul 5, 2005	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118551:13704:NY:2016-11-23	Nov 29, 2016	Nov 3, 2016	NEW YORK, NY	Firm change

Relationships

Registered with (7)

→ CWM, LLCRegistered adviserregistration: current employment
Jul 20, 2020 to presentfactForm ADV
→ GOLD FAMILY WEALTHRegistered adviserregistration: previous registration
May 30, 2018 to Jul 17, 2020factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Nov 3, 2016 to Mar 31, 2020factForm ADV
→ GERSTEIN FISHERRegistered adviserregistration: previous registration
Dec 3, 2012 to Nov 29, 2016factForm ADV
→ FAMILY OFFICE GROUP LLCRegistered adviserregistration: previous registration
Nov 4, 2008 to May 27, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 5, 2005 to Oct 27, 2008factForm ADV
→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 24, 2004 to Jul 5, 2005factForm ADV

Dated events

No dated event names this entity yet.