DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Gold
Certified Financial Planner
Feed of 09/15/2026
Also filed as Michael Gold
At current firm
6 y
since Jul 20, 2020
In the industry
25 y
since Oct 20, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Jul 20, 2020 · Omaha, Ne
- Gold Family Wealth unclassifiedMay 30, 2018 to Jul 17, 2020 · New York, Ny
- People'S Securities, Inc. formerNov 3, 2016 to Mar 31, 2020 · Bridgeport, Ct
- Gerstein Fisher formerDec 3, 2012 to Nov 29, 2016 · New York, Ny
- Family Office Group LLC unclassifiedNov 4, 2008 to May 27, 2009 · Pinehurst, Nc
- Wells Fargo Advisors wirehouseJul 5, 2005 to Oct 27, 2008 · New York, Ny
- Ladenburg Thalmann Asset Management Inc otherMar 24, 2004 to Jul 5, 2005 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Gold Family Wealth to Cwm, LLCleft Jul 17, 2020, registered Jul 20, 2020 (3 days) · Other
- People'S Securities, Inc. to Gold Family Wealthleft Mar 31, 2020, registered May 30, 2018 (-671 days) · Other
- Gerstein Fisher to People'S Securities, Inc.left Nov 29, 2016, registered Nov 3, 2016 (-26 days) · Other · moved with a team
- Family Office Group LLC to Gerstein Fisherleft May 27, 2009, registered Dec 3, 2012 (1286 days) · Other
- Wells Fargo Advisors to Family Office Group LLCleft Oct 27, 2008, registered Nov 4, 2008 (8 days) · Other
- Ladenburg Thalmann Asset Management Inc to Wells Fargo Advisorsleft Jul 5, 2005, registered Jul 5, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address