DFX Intelligence

M••••• D•••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M••••• D•••• I••

Advisor at C••••••• W••••• A••••••• L••

DENVER, CO

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Search this name across graphsid dfx:ria:34c52317-ff7a-1821-a17d-8e167c2763bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Apr 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A••••••• L••	Independent wealth	Jun 9, 2025	n/a	yes	DENVER, CO	Current employment
S••••••••• P•••••• C•••••• M••••••••• L••	Other adviser	Jun 26, 2023	Jun 16, 2025	no	COLUMBIA, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• P•••••• C•••••• M••••••••• L••	C••••••• W••••• A••••••• L••	Jun 16, 2025	Jun 9, 2025	-7	Firm change	RIA to RIA
S•••••••• A•••••••• L••	S••••••••• P•••••• C•••••• M••••••••• L••	Feb 24, 2023	Jun 26, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
165306:330057:SC:2025-06-16	Jun 16, 2025	Jun 9, 2025	COLUMBIA, SC	Firm change

Relationships

Registered with (4)

→ C••••••• W••••• A••••••• L••Registered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 26, 2023 to Jun 16, 2025factForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2022 to Feb 24, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34c52317-ff7a-1821-a17d-8e167c2763bd
First observed: Apr 6, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.