DFX Intelligence

T••••• I•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

T••••• I•••• B••••

Advisor at G••••••• A•••••••• L••

ARDEN HILLS, MN | Winter Park, FL

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Search this name across graphsid dfx:ria:34d0b340-a98b-1f53-f684-c6d35f7d4012

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• A•••••••• L••	Independent wealth	May 14, 2024	n/a	yes	ARDEN HILLS, MN\|Winter Park, FL	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Oct 29, 2019	Mar 26, 2024	no	Mainland, FL\|Lake Mary, FL\|ALTAMONTE SPRING, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	G••••••• A•••••••• L••	Mar 26, 2024	May 14, 2024	49	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	A• W••••• M••••••••• L••	Oct 15, 2019	Oct 29, 2019

Relationships

Registered with (4)

→ G••••••• A•••••••• L••Registered adviserregistration: current employment
May 14, 2024 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 29, 2019 to Mar 26, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 21, 2016 to Oct 15, 2019factForm ADV
→ D•••• C•••••• M••••••••• L••

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34d0b340-a98b-1f53-f684-c6d35f7d4012
First observed: Oct 11, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.