DFX Intelligence

Data Factory

G•••••• S••••• Z••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)10 years in industry

G•••••• S••••• Z••••• N••••

Advisor at S•••••••• S•••••••••

Scotch Plains, NJ | Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:34e30d99-5147-a3d9-6754-56388b99f24d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Jan 16, 2026	n/a	yes	Miami, FL\|Scotch Plains, NJ	Current employment
A•••••• A••••••• L••	Independent wealth	Jun 29, 2022	Oct 18, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• L••	S•••••••• S•••••••••	Oct 18, 2024	Jan 16, 2026	455	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Jan 16, 2026 to presentfactForm ADV
→ A•••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2022 to Oct 18, 2024factForm ADV

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
G•••••• S••••• Z••••• N•••• left A•••••• A••••••• L•• for S•••••••• S••••••••• (registered 2026-01-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:34e30d99-5147-a3d9-6754-56388b99f24d
First observed: Jun 29, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.