DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• F•••••••• L••
MCLEAN, VA | NORWALK, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• F•••••••• L•• | Asset manager | Feb 20, 2026 | n/a | yes | NORWALK, CT|MCLEAN, VA | Current employment |
| P••••• W••••• P•••••••• I••• | State registered | May 24, 2024 | Apr 22, 2025 | no | Norwalk, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Q•••• C•••••• M••••••••• | V••• F•••••••• L•• | Dec 31, 2025 | Feb 20, 2026 | 51 | Firm change | Other |
| P••••• W••••• P•••••••• I••• | V••• F•••••••• L•• | Apr 22, 2025 | Feb 20, 2026 |
| Q•••• C•••••• M••••••••• | Mixed wealth | Apr 5, 2024 | Dec 31, 2025 | no | NEW YORK, NY|Norwalk, CT | Previous registration |
| D••••••• S••••••••• L•• | Independent wealth | Mar 31, 2023 | May 4, 2023 | no | New York, NY | Previous registration |
| D••••••• S••••••••• L•• | Independent wealth | Aug 6, 2019 | Aug 17, 2022 | no | New York, NY | Previous registration |
| V••••• I••••••••• A•••••••• L•• | Independent wealth | Aug 11, 2015 | Jul 23, 2019 | no | STAMFORD, CT | Previous registration |
| S••••• C•••••• G••••• I••• | Former SEC adviser | Apr 29, 2011 | Jul 27, 2015 | no | WESTPORT, CT | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 29, 2000 | Jun 1, 2006 | no | NORWALK, CT|NEWTON, IL|LAUREL, MD|LONGWOOD, FL|EVERGREEN PARK, IL|RACINE, WI|LEOMINSTER, MA|LANSING, IL|GRAND RAPIDS, MI|CINCINNATI, OH|BIRMINGHAM, MI|BALTIMORE, MD|ORLANDO, FL | Previous registration |
| 304 |
| Firm change |
| Other |
| D••••••• S••••••••• L•• | Q•••• C•••••• M••••••••• | May 4, 2023 | Apr 5, 2024 | 337 | Firm change | RIA to RIA |
| V••••• I••••••••• A•••••••• L•• | D••••••• S••••••••• L•• | Jul 23, 2019 | Aug 6, 2019 | 14 | Firm change | RIA to RIA |
| S••••• C•••••• G••••• I••• | V••••• I••••••••• A•••••••• L•• | Jul 27, 2015 | Aug 11, 2015 | 15 | Firm change | Other |
| S••••••• F•••••••• S•••••••• I••• | S••••• C•••••• G••••• I••• | Jun 1, 2006 | Apr 29, 2011 | 1,793 | Firm change after gap | Other |