DFX Intelligence

Data Factory

RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

QUINT CAPITAL MANAGEMENT

QUINT CAPITAL CORPORATION, CRD 26586

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4399ab41-0f11-e7b3-793d-8f1ea071571a

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 9
On other graphs: 0
Observed: Oct 2, 2023 to May 4, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.39 fund_share=0.0 institutional_share=0.61 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $162MItem 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $63.9M
Private client RAUM: $63.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 39%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $20.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 16
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 98
Individual clients: 0
High net worth clients: 83
SEC number: 801-128990
CIK: 863386
CRD: 26586
Filings on the tape: 13
First filed: Oct 2, 2023
Latest filed: May 4, 2026
Organised: Corporation, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ALEXANDER NORMAN QUINT	n/a	NEW YORK, NY \| New York, NY	10	42	1	yes
KEVIN ROYCE OARR	n/a	Greenwich, CT \| NEW YORK, NY	8	41	2	yes
MICHAEL LAWRENCE RULE	n/a	New York, NY	8	33	n/a	yes
PATRICK J CONSIDINE	n/a	NEW YORK, NY	7	23	1	yes
JAMES KINGSLEY LOMBARDO	n/a	NEW YORK, NY \| Sarasota, FL \| Oakland, TN	7	42	1	yes
ANTHONY GERRARD GIORDANO	n/a	NEW YORK, NY	4	42	2	yes
WILLIAM JAMES POWERS	n/a	NEW YORK, NY	3	25	n/a	yes
Jorge Luis TaverasUrena	n/a	NEW YORK, NY	0	10	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC	Owner	E	yes	04/2014	Oct 2, 2023	Sep 30, 2024
QUINT, ALEXANDER NORMAN	Owner	E	yes	08/2013	Oct 2, 2023	Sep 30, 2024
QUINT, ALEXANDER NORMAN	Ceo	Na	yes	06/2015	Oct 2, 2023	Sep 30, 2024
ACHZET, DAVID EDWARD	CHIEF COMPLIANCE OFFICER	Na	no	04/2024	May 7, 2024	Sep 30, 2024
SNYDER, RICKY LYNN	MUNICPAL PRINCIPAL	Na	no	08/2023	Oct 2, 2023	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHAMPION ECONOMICS, LLC	n/a	n/a	n/a	N	yes	n/a
CHAMPION WEALTH ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$162M	$63.9M	16	15	0	n/a	n/a
2024	Mar 6, 2025	$148M	$56.4M	16	15	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	12.5%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$162M	$148M	9.8%	n/a	n/a	16	16	0	0

Relationships

Registered with (15)

← Jorge Luis TaverasUrenaAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← WILLIAM JAMES POWERSAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← ANTHONY GERRARD GIORDANOAdvisorregistration: current employment
Oct 14, 2021 to presentfactForm ADV
← JAMES KINGSLEY LOMBARDOAdvisorregistration: current employment
May 8, 2019 to presentfactForm ADV
← PATRICK J CONSIDINEAdvisorregistration: current employment
Sep 27, 2018 to presentfactForm ADV
← MICHAEL LAWRENCE RULEAdvisorregistration: current employment
Sep 7, 2018 to presentfactForm ADV
← KEVIN ROYCE OARRAdvisorregistration: current employment
Nov 30, 2017 to presentfactForm ADV
← ALEXANDER NORMAN QUINTAdvisorregistration: current employment
Aug 10, 2016 to presentfactForm ADV
← DAVID EDWARD ACHZETAdvisorregistration: previous registration
Apr 5, 2024 to Dec 31, 2025factForm ADV
← Kurt SteinAdvisorregistration: previous registration
Jul 26, 2019 to Nov 22, 2023factForm ADV
← WILLIAM MCCONVILLEAdvisorregistration: previous registration
Mar 21, 2022 to Oct 20, 2023factForm ADV
← LISA MARI SNYDERMANAdvisorregistration: previous registration
Jun 23, 2022 to Jun 2, 2023factForm ADV
← STEVEN MARC HEINOWITZAdvisorregistration: previous registration
Jan 18, 2022 to May 1, 2023factForm ADV
← Joshua GalanterAdvisorregistration: previous registration
Apr 21, 2021 to Mar 14, 2022factForm ADV
← BENJAMIN LAURENS CHAMPIONAdvisorregistration: previous registration
Jul 21, 2003 to Nov 30, 2015factForm ADV

Controls (2)

← QUINT, ALEXANDER NORMANOwnerOWNER, ownership code E, individual
Oct 2, 2023 to Sep 30, 2024factForm ADV
← QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLCOwnerOWNER, ownership code E, domestic entity
Oct 2, 2023 to Sep 30, 2024factForm ADV

Owns (2)

← ACHZET, DAVID EDWARDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 7, 2024 to Sep 30, 2024factForm ADV
← SNYDER, RICKY LYNNOwnerMUNICPAL PRINCIPAL, ownership code NA, individual
Oct 2, 2023 to Sep 30, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Advisor changed firm
David Edward Achzet left Quint Capital Management for Pierce Wealth Partners, Inc. (registered 2024-05-24)
Form ADVobserved 5 days ago
Occurred
May 24, 2024
Control person left
Ruben Rene Jr Ramirez (Firm Principal/Sales Supervisors/Aml Co) no longer on Schedule A of Quint Capital Management (listed 2024-05-07, absent 2024-05-24)
Form ADVobserved 5 days ago
Occurred
Nov 22, 2023
Advisor changed firm
Kurt Stein left Quint Capital Management for Singer Wealth Advisors Llc (registered 2024-11-07)
Form ADVobserved 5 days ago
Occurred
Oct 20, 2023
Advisor changed firm
William Mcconville left Quint Capital Management for Td Private Client Wealth Llc (registered 2023-10-19)
Form ADVobserved 5 days ago
Occurred
Oct 2, 2023
First Form ADV filing
Quint Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Jun 2, 2023
Advisor changed firm
Lisa Mari Snyderman left Quint Capital Management for Crito Capital Advisers Llc (registered 2025-05-28)
Form ADVobserved 5 days ago
Occurred
May 1, 2023
Advisor changed firm
Steven Marc Heinowitz left Quint Capital Management for Herold Advisors, Inc. (registered 2023-04-28)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2022
Advisor changed firm
Joshua Galanter left Quint Capital Management for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-04-11)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Sep 30, 2024
Quint Capital Management reported 5 state-registered advisory representatives, down from 15 (2024-05-24 to 2024-09-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4399ab41-0f11-e7b3-793d-8f1ea071571a
First observed: Oct 2, 2023
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

QUINT CAPITAL MANAGEMENT

QUINT CAPITAL CORPORATION, CRD 26586

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4399ab41-0f11-e7b3-793d-8f1ea071571a

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ALEXANDER NORMAN QUINT

n/a

NEW YORK, NY | New York, NY

yes

KEVIN ROYCE OARR

n/a

Greenwich, CT | NEW YORK, NY

yes

MICHAEL LAWRENCE RULE

n/a

New York, NY

n/a

yes

PATRICK J CONSIDINE

n/a

NEW YORK, NY

yes

JAMES KINGSLEY LOMBARDO

n/a

NEW YORK, NY | Sarasota, FL | Oakland, TN

yes

ANTHONY GERRARD GIORDANO

n/a

NEW YORK, NY

yes

WILLIAM JAMES POWERS

n/a

NEW YORK, NY

n/a

yes

Jorge Luis TaverasUrena

n/a

NEW YORK, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC

Owner

yes

04/2014

Oct 2, 2023

Sep 30, 2024

QUINT, ALEXANDER NORMAN

Owner

yes

08/2013

Oct 2, 2023

Sep 30, 2024

QUINT, ALEXANDER NORMAN

Ceo

yes

06/2015

Oct 2, 2023

Sep 30, 2024

ACHZET, DAVID EDWARD

CHIEF COMPLIANCE OFFICER

04/2024

May 7, 2024

Sep 30, 2024

SNYDER, RICKY LYNN

MUNICPAL PRINCIPAL

08/2023

Oct 2, 2023

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHAMPION ECONOMICS, LLC

n/a

yes

n/a

CHAMPION WEALTH ADVISORS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$162M

$63.9M

n/a

2024

Mar 6, 2025

$148M

$56.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$162M

$148M

9.8%

n/a