DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• E••••• A•••••

V••• F•••••••• L••asset managerMclean, Va IA-onlyIAPD 1209132

Feed of 09/14/2026

Also filed as Dave A•••••

At current firm

0 y

since Feb 20, 2026

In the industry

42 y

since Dec 9, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• L•• asset manager current
since Feb 20, 2026 · Norwalk, Ct
P••••• W••••• P•••••••• I••• state registered
May 24, 2024 to Apr 22, 2025 · Norwalk, Ct
Q•••• C•••••• M••••••••• mixed wealth
Apr 5, 2024 to Dec 31, 2025 · New York, Ny
D••••••• S••••••••• L•• independent RIA
Mar 31, 2023 to May 4, 2023 · New York, Ny
D••••••• S••••••••• L•• independent RIA
Aug 6, 2019 to Aug 17, 2022 · New York, Ny
V••••• I••••••••• A•••••••• L•• independent RIA
Aug 11, 2015 to Jul 23, 2019 · Stamford, Ct
S••••• C•••••• G••••• I••• former
Apr 29, 2011 to Jul 27, 2015 · Westport, Ct
S••••••• F•••••••• S•••••••• I••• former
Feb 29, 2000 to Jun 1, 2006 · Norwalk, Ct

Moves

a registration end followed by a registration begin elsewhere

Q•••• C•••••• M••••••••• to P••••• W••••• P•••••••• I•••
left Dec 31, 2025, registered May 24, 2024 (-586 days) · RIA to a state-registered adviser
P••••• W••••• P•••••••• I••• to V••• F•••••••• L••
left Apr 22, 2025, registered Feb 20, 2026 (304 days) · Other
D••••••• S••••••••• L•• to Q•••• C•••••• M•••••••••
left May 4, 2023, registered Apr 5, 2024 (337 days) · RIA to RIA
V••••• I••••••••• A•••••••• L•• to D••••••• S••••••••• L••
left Jul 23, 2019, registered Aug 6, 2019 (14 days) · RIA to RIA
S••••• C•••••• G••••• I••• to V••••• I••••••••• A•••••••• L••
left Jul 27, 2015, registered Aug 11, 2015 (15 days) · Other
S••••••• F•••••••• S•••••••• I••• to S••••• C•••••• G••••• I•••
left Jun 1, 2006, registered Apr 29, 2011 (1793 days) · Other

Signals

D•••• E••••• A••••• left Q•••• C•••••• M••••••••• for P••••• W••••• P•••••••• I••• (registered 2024-05-24)
Dec 31, 2025 · Advisor changed firm · fact
D•••• E••••• A••••• left P••••• W••••• P•••••••• I••• for V••• F•••••••• L•• (registered 2026-02-20)
Apr 22, 2025 · Advisor changed firm · fact
D•••• E••••• A••••• left D••••••• S••••••••• L•• for Q•••• C•••••• M••••••••• (registered 2024-04-05)
May 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address