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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

VICTOR JOFFE

Advisor at MONEX ASSET MANAGEMENT, INC.

HOUSTON, TX | San Antonio, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONEX ASSET MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 10, 1992
First registration: Mar 18, 2003
Dual registered: yes, broker-dealer
Other names: VICTOR JOFFE|VICTOR BELTRAN JOFFE
IAPD individual key: 2168623

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONEX ASSET MANAGEMENT, INC.	Independent wealth	Apr 10, 2019	n/a	yes	San Antonio, TX\|HOUSTON, TX	Current employment
MONEX ASSET MANAGEMENT, INC.	Independent wealth	Apr 7, 2015	Dec 31, 2015	no	SAN ANTONIO, TX\|HOUSTON, TX	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jan 13, 2012	May 1, 2015	no	DALLAS, TX\|SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 9, 2007	Jan 17, 2012	no	SAN ANTONIO, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 6, 2005	Dec 6, 2006	no	SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
INTERCONTINENTAL WEALTH ADVISORS, LLC	Former SEC adviser	Mar 18, 2003	Mar 6, 2006	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	MONEX ASSET MANAGEMENT, INC.	May 1, 2015	Apr 7, 2015	-24	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HILLTOP SECURITIES INC.	Jan 17, 2012	Jan 13, 2012	-4	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 6, 2006	Jul 9, 2007	215	Firm change	Other
INTERCONTINENTAL WEALTH ADVISORS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Mar 6, 2006	Oct 6, 2005	-151	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6220:148123:TX:2015-05-01	May 1, 2015	Apr 7, 2015	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ MONEX ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 7, 2015 to Dec 31, 2015factForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jan 13, 2012 to May 1, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 9, 2007 to Jan 17, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 6, 2005 to Dec 6, 2006factForm ADV
→ INTERCONTINENTAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 18, 2003 to Mar 6, 2006factForm ADV

Dated events

No dated event names this entity yet.