RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• J••••
- M•••• A•••• M••••••••• I••• independent RIA currentsince Apr 10, 2019 · San Antonio, Tx
- M•••• A•••• M••••••••• I••• independent RIAApr 7, 2015 to Dec 31, 2015 · San Antonio, Tx
- H•••••• S••••••••• I••• BD affiliatedJan 13, 2012 to May 1, 2015 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 9, 2007 to Jan 17, 2012 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 6, 2005 to Dec 6, 2006 · San Antonio, Tx
- I••••••••• W••••• A•••••••• L•• formerMar 18, 2003 to Mar 6, 2006 · San Antonio, Tx
- H•••••• S••••••••• I••• to M•••• A•••• M••••••••• I•••left May 1, 2015, registered Apr 7, 2015 (-24 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••• S••••••••• I•••left Jan 17, 2012, registered Jan 13, 2012 (-4 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 6, 2006, registered Jul 9, 2007 (215 days) · Other
- I••••••••• W••••• A•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Mar 6, 2006, registered Oct 6, 2005 (-151 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address