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Advisor at UNITED ADVISORS AMERICA
PROSPER, TX | Pleasant Prairie, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED ADVISORS AMERICA | Independent wealth | Jul 27, 2021 | n/a | yes | PROSPER, TX|Pleasant Prairie, WI | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 4, 2009 | Jun 29, 2015 | no | BATAVIA, IL|ST. CHARLES, IL|ST. CHARLES, IL|ROCKFORD, IL|ROCKFORD, IL|ROCKFORD, IL|GENEVA, IL|ST. CHARLES, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 16, 2001 | May 21, 2009 | no | ROCKFORD, IL|ROCKFORD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | UNITED ADVISORS AMERICA | Jun 29, 2015 | Jul 27, 2021 | 2,220 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIFTH THIRD SECURITIES, INC. | May 21, 2009 | Jun 4, 2009 | 14 | Firm change | Other |