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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jacob Scott Allen

Advisor at U.S. BANCORP ADVISORS, LLC

Des Plaines, IL | Rosemont, IL

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Search this name across graphsid dfx:ria:3525f666-c435-eaff-30d0-dc017805e7eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 18, 2016
First registration: Jul 17, 2017
Dual registered: yes, broker-dealer
Other names: Jacob Allen|Jake Allen
IAPD individual key: 6633538

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Rosemont, IL\|Des Plaines, IL\|Des Plaines, IL	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 30, 2025	Feb 13, 2026	no	Rosemont, IL\|Des Plaines, IL\|Des Plaines, IL\|SAINT PAUL, MN	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Feb 24, 2023	Jul 7, 2025	no	Park Ridge, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 17, 2017	Mar 1, 2023	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|NORRIDGE, IL\|NORRIDGE, IL\|NORRIDGE, IL\|CHICAGO, IL\|NORRIDGE, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
HUNTINGTON FINANCIAL ADVISORS	U.S. BANCORP INVESTMENTS, INC.	Jul 7, 2025	Jun 30, 2025	-7	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	HUNTINGTON FINANCIAL ADVISORS	Mar 1, 2023	Feb 24, 2023	-5	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 30, 2025 to Feb 13, 2026factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 24, 2023 to Jul 7, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 17, 2017 to Mar 1, 2023factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Jacob Scott Allen left Huntington Financial Advisors for U.S. Bancorp Investments, Inc. (registered 2025-06-30)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Advisor changed firm
Jacob Scott Allen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Huntington Financial Advisors (registered 2023-02-24)
Form ADVobserved 6 days ago