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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL | Montgomery, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Aug 19, 2024 | n/a | yes | WHEATON, IL|Montgomery, AL | Current employment |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | May 31, 2016 | Feb 1, 2018 | no | Brentwood, TN|SARASOTA, FL|FRANKLIN, TN|OPELIKA, AL|Brentwood, TN | Previous registration |
| CAPITAL FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 8, 2007 | May 31, 2016 | no | Minot, ND|ROSEVILLE, CA|FRANKLIN, TN|BRENTWOOD, TN|PERHAM, MN | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Jan 30, 2004 | Dec 31, 2006 | no | FRANKLIN, TN|FRANKLIN, TN|FRANKLIN, TN|OVERLAND PARK, KS | Previous registration |
| SUNAMERICA SECURITIES, INC. | n/a | Jun 2, 1999 | Oct 15, 2002 | no | FRANKLIN, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | BROOKSTONE CAPITAL MANAGEMENT LLC | Feb 1, 2018 | Aug 19, 2024 | 2,391 | Firm change after gap | Other |
| CAPITAL FINANCIAL SERVICES, INC. | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | May 31, 2016 | May 31, 2016 | 0 | Firm change | Other |
| VSR ADVISORY SERVICES | CAPITAL FINANCIAL SERVICES, INC. | Dec 31, 2006 | Jan 8, 2007 | 8 | Firm change | Other |
| SUNAMERICA SECURITIES, INC. | VSR ADVISORY SERVICES | Oct 15, 2002 | Jan 30, 2004 | 472 | Firm change after gap | Other |