DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
APPLETON, WI | Williamsburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | Williamsburg, VA|APPLETON, WI | Current employment |
| O•••• F•• I••• | Former SEC adviser | Apr 13, 2020 | Jan 24, 2025 | no | VIRGINIA BEACH, VA|APPLETON, WI|WILLIAMSBURG, VA|APPLETON, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| N••• F•••••• I••••••••• S•••••••• L•• | O•••• F•• I••• | May 30, 2018 | Apr 13, 2020 |
| N••• F•••••• I••••••••• S•••••••• L•• | Bd affiliated wealth | May 14, 2018 | May 30, 2018 | no | Vienna, VA|NORFOLK, VA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jun 29, 2015 | Jul 22, 2016 | no | NEWPORT NEWS, VA|RESTON, VA|NEW YORK, NY | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 22, 2007 | Jul 7, 2014 | no | AUBURN HILLS, MI|BLOOMFIELD HILLS, MI|BLOOMFIELD HILLS, MI|AUBURN HILLS, MI | Previous registration |
| Firm change after gap |
| Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | N••• F•••••• I••••••••• S•••••••• L•• | Jul 22, 2016 | May 14, 2018 | 661 | Firm change after gap | Wirehouse to ibd |