DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephanie Marie Goodrich
Certified Financial Planner
Feed of 09/14/2026
Also filed as Staphanie A Goodrich
At current firm
1 y
since Jan 24, 2025
In the industry
19 y
since Jan 22, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jan 24, 2025 · Williamsburg, Va
- Osaic Fa, Inc. formerApr 13, 2020 to Jan 24, 2025 · Virginia Beach, Va
- Navy Federal Investment Services, LLC BD affiliatedMay 14, 2018 to May 30, 2018 · Vienna, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 29, 2015 to Jul 22, 2016 · Newport News, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 22, 2007 to Jul 7, 2014 · Auburn Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Osaic Wealth, Inc.left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- Navy Federal Investment Services, LLC to Osaic Fa, Inc.left May 30, 2018, registered Apr 13, 2020 (684 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Navy Federal Investment Services, LLCleft Jul 22, 2016, registered May 14, 2018 (661 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address