DFX Intelligence

M••••• D• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M••••• D• M•••••••

Advisor at C•••• P•••••• C••••• L••

PARSIPPANY, NJ

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Search this name across graphsid dfx:ria:353ab7d6-58c5-4116-a279-29b56631bdfe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• P•••••• C••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• P•••••• C••••• L••	Independent wealth	Sep 9, 2025	n/a	yes	PARSIPPANY, NJ	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Oct 19, 2018	Nov 6, 2025	no	Morristown, NJ\|MORRISTOWN, NJ\|Parsippany, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	C•••• P•••••• C••••• L••	Nov 6, 2025	Sep 9, 2025	-58	Firm change after gap	Ibd to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•••••• A•••••• G••••• L••	Oct 23, 2018	Oct 19, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:337400:NJ:2025-11-06	Nov 6, 2025	Sep 9, 2025	PARSIPPANY, NJ	Firm change after gap
7691:155216:NJ:2018-10-23	Oct 23, 2018	Oct 19, 2018	UPPER MONTCLAIR, NJ	Firm change

Relationships

Registered with (3)

→ C•••• P•••••• C••••• L••Registered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Oct 19, 2018 to Nov 6, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 20, 2008 to Oct 23, 2018factForm ADV

Dated events

Occurred
Nov 6, 2025
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:353ab7d6-58c5-4116-a279-29b56631bdfe
First observed: Aug 20, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.