DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VOYA FINANCIAL ADVISORS, INC.
WINDSOR, CT | Sykesville, MD | Glenview, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | Other adviser | Jun 9, 2025 | n/a | yes | Glenview, IL|WINDSOR, CT | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 9, 2025 | n/a | yes | Glenview, IL|Sykesville, MD | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Dec 12, 2024 | Feb 10, 2025 | no | Glenview, IL|CHICAGO, IL | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jun 21, 2021 | Nov 27, 2024 | no | GREENWOOD VILLAGE, CO|Chandler, AZ | Previous registration |
| HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC. | Former SEC adviser | Oct 31, 2019 | Jun 4, 2021 | no | Burbank, CA|CONCORD, CA | Previous registration |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | n/a | Oct 31, 2019 | Jun 4, 2021 | no | AUSTIN, TX|Burbank, CA|SAN RAFAEL, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 11, 2019 | May 18, 2021 | no | Chandler, AZ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 13, 2016 | Mar 5, 2019 | no | Los Angeles, CA|Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | VOYA FINANCIAL ADVISORS, INC. | Feb 10, 2025 | Jun 9, 2025 | 119 | Firm change | Ibd to ibd |
| EMPOWER ADVISORY GROUP, LLC | HIGHTOWER ADVISORS, LLC | Nov 27, 2024 | Dec 12, 2024 | 15 | Firm change | Ibd to ibd |
| HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC. | Jun 4, 2021 | Oct 31, 2019 | -582 | Firm change after gap | Other |
| HUB INTERNATIONAL INVESTMENT ADVISORY SERVICES INC. | EMPOWER ADVISORY GROUP, LLC | Jun 4, 2021 | Jun 21, 2021 | 17 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. | May 18, 2021 | Oct 31, 2019 | -565 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 5, 2019 | Oct 11, 2019 | 220 | Firm change | Wirehouse to ibd |