DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• J•••• V•••••••••

V••• F•••••••• A•••••••• I•••BD affiliatedWindsor, Ct dual registrantIAPD 5430470

Feed of 09/15/2026

Also filed as P•••••• Vasicovschi

At current firm

1 y

since Jun 9, 2025

In the industry

18 y

since Apr 28, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Jun 9, 2025 · Glenview, Il
V••• R••••••••• A•••••••• L•• other current
since Jun 9, 2025 · Glenview, Il
H•••••••• A•••••••• L•• BD affiliated
Dec 12, 2024 to Feb 10, 2025 · Glenview, Il
E•••••• A••••••• G••••• L•• BD affiliated
Jun 21, 2021 to Nov 27, 2024 · Greenwood Village, Co
H•• I••••••••• I••••••••• S••••••• I••• unclassified
Oct 31, 2019 to Jun 4, 2021 · Austin, Tx
H•• I••••••••• I••••••••• A••••••• S••••••• I••• former
Oct 31, 2019 to Jun 4, 2021 · Burbank, Ca
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Oct 11, 2019 to May 18, 2021 · Chandler, Az
U•• F•••••••• S••••••• I••• wirehouse
Oct 13, 2016 to Mar 5, 2019 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

H•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Feb 10, 2025, registered Jun 9, 2025 (119 days) · Affiliated broker-dealer or bank to another
E•••••• A••••••• G••••• L•• to H•••••••• A•••••••• L••
left Nov 27, 2024, registered Dec 12, 2024 (15 days) · Affiliated broker-dealer or bank to another
H•• I••••••••• I••••••••• S••••••• I••• to H•• I••••••••• I••••••••• A••••••• S••••••• I•••
left Jun 4, 2021, registered Oct 31, 2019 (-582 days) · Other
H•• I••••••••• I••••••••• A••••••• S••••••• I••• to E•••••• A••••••• G••••• L••
left Jun 4, 2021, registered Jun 21, 2021 (17 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to H•• I••••••••• I••••••••• S••••••• I•••
left May 18, 2021, registered Oct 31, 2019 (-565 days) · Other
U•• F•••••••• S••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 5, 2019, registered Oct 11, 2019 (220 days) · Wirehouse to affiliated broker-dealer or bank

Signals

P•••••• J•••• V••••••••• left H•••••••• A•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-06-09)
Feb 10, 2025 · Advisor changed firm · fact
P•••••• J•••• V••••••••• left E•••••• A••••••• G••••• L•• for H•••••••• A•••••••• L•• (registered 2024-12-12)
Nov 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address