DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CITIGROUP GLOBAL MARKETS INC.
NEW YORK, NY | Jacksonville, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 1, 2022 | n/a | yes | Jacksonville, FL|NEW YORK, NY|Jacksonville, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 12, 2014 | Nov 15, 2022 | no | JACKSONVILLE, FL|JACKSONVILLE, FL|NEW YORK, NY | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Aug 2, 2012 | Jan 27, 2014 | no | JACKSONVILLE, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 2, 2007 | Aug 23, 2010 | no | FORT MILL, SC|CHARLOTTE, NC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 1, 2006 | Mar 12, 2007 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Nov 15, 2022 | Dec 1, 2022 | 16 | Firm change | Wirehouse to ibd |
| DEUTSCHE BANK SECURITIES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 27, 2014 | Feb 12, 2014 | 16 | Firm change | Other |
| LPL FINANCIAL LLC | DEUTSCHE BANK SECURITIES INC. | Aug 23, 2010 | Aug 2, 2012 | 710 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Mar 12, 2007 | May 2, 2007 | 51 | Firm change | Other |