DFX Intelligence

M•••••• M•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

M•••••• M•••••• F•••••

Advisor at O••• C•••••• G••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:359ac13f-91c1-0769-1da9-f4a7e4c4c977

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• C•••••• G••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••• C•••••• G••••• L••	State registered	Aug 21, 2013	n/a	yes	BEVERLY HILLS, CA	Current employment
F•••• A••••• A••••••• S•••••••• I•••	Former SEC adviser	Apr 17, 2012	Aug 5, 2013	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A••••• A••••••• S•••••••• I•••	O••• C•••••• G••••• L••	Aug 5, 2013	Aug 21, 2013	16	Firm change	Other
L•• F•••••••• L••	F•••• A••••• A••••••• S•••••••• I•••	May 4, 2012	Apr 17, 2012

Relationships

Registered with (5)

→ O••• C•••••• G••••• L••Registered adviserregistration: current employment
Aug 21, 2013 to presentfactForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 17, 2012 to Aug 5, 2013factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2010 to May 4, 2012factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:359ac13f-91c1-0769-1da9-f4a7e4c4c977
First observed: Dec 4, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.