RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••••• F•••••
- O••• C•••••• G••••• L•• state registered currentsince Aug 21, 2013 · Beverly Hills, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerApr 17, 2012 to Aug 5, 2013 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedApr 27, 2010 to May 4, 2012 · Beverly Hills, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 15, 2005 to May 4, 2010 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedDec 4, 2002 to Aug 29, 2005 · Beverly Hls, Ca
- F•••• A••••• A••••••• S•••••••• I••• to O••• C•••••• G••••• L••left Aug 5, 2013, registered Aug 21, 2013 (16 days) · Other
- L•• F•••••••• L•• to F•••• A••••• A••••••• S•••••••• I•••left May 4, 2012, registered Apr 17, 2012 (-17 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left May 4, 2010, registered Apr 27, 2010 (-7 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 29, 2005, registered Aug 15, 2005 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address