DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
MELVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | MELVILLE, NY | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 23, 2018 | Oct 26, 2021 | no | LAKE RONKONKOMA, NY|WHITE PLAINS, NY|NEW YORK, NY|HUNTINGTON, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | C••••• I••••••••• A••••••• L•• | Oct 26, 2021 | Jun 29, 2023 | 611 | Firm change after gap | Wirehouse to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | W•••• F•••• A••••••• | Dec 20, 2017 | Jan 23, 2018 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 10, 2014 | Dec 20, 2017 | no | GARDEN CITY, NY | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 8, 2014 | Dec 20, 2017 | no | GARDEN CITY, NY | Previous registration |
| T•• M••••• F••• S•••• | Former SEC adviser | Dec 5, 2012 | Mar 24, 2014 | no | OVERLAND PARK, KS | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Aug 21, 2008 | Apr 29, 2009 | no | NEW YORK, NY | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | May 30, 2007 | Mar 18, 2008 | no | NEW YORK, NY|GARDEN CITY, NY | Previous registration |
| 34 |
| Firm change |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Dec 20, 2017 | Apr 10, 2014 | -1,350 | Channel change | Other |
| T•• M••••• F••• S•••• | T• A••••••••• I••• | Mar 24, 2014 | Apr 8, 2014 | 15 | Firm change | Other |
| C•••• I••••••••• S••••••• C•••• | T•• M••••• F••• S•••• | Apr 29, 2009 | Dec 5, 2012 | 1,316 | Firm change after gap | Other |
| M••••• S•••••• • C•• L•• | C•••• I••••••••• S••••••• C•••• | Mar 18, 2008 | Aug 21, 2008 | 156 | Firm change | Other |