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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-NEW YORK, LLC, CRD 148857

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c8be3f1-c29e-9ecb-6e5e-55676e68a73c

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 1, 2015
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $177MItem 5.F on the latest filing (2015-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $177M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 1,465
SEC number: 801-69762
CRD: 148857
Filings on the tape: 24
First filed: Mar 30, 2012
Latest filed: Apr 1, 2015
Organised: Limited Liability Company, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLOOMBERG, EDWARD, RICHARD	CHIEF OPERATING OFFICER	Na	yes	09/2012	Jan 18, 2013	Apr 1, 2015
BOLD, ADAM, STUART	Chairman	Na	yes	02/2012	Mar 30, 2012	Apr 1, 2015
BRANDT, CLIFFORD, MERRIL	CHIEF COMPLIANCE OFFICER	Na	yes	08/2008	Mar 30, 2012	Apr 1, 2015
BUNCH, JOHN, BRADLEY	CHIEF EXECUTIVE OFFICER	Na	yes	02/2012	Mar 30, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION CORPORATION	Member	D	yes	09/2011	Mar 30, 2012	Apr 1, 2015
KANSAS CITY 727 ACQUISITION, LLC	Member	E	yes	09/2011	Mar 30, 2012	Apr 1, 2015
SADUN, RAFFAELE	CHIEF FINANCIAL OFFICER	Na	yes	09/2014	Nov 4, 2014	Apr 1, 2015
TMFS HOLDINGS, LLC	MANAGING MEMBER	E	yes	08/2008	Mar 30, 2012	Apr 1, 2015
WARBURG PINCUS PRIVATE EQUITY X, L.P.	Shareholder	E	yes	09/2011	Mar 30, 2012	Apr 1, 2015
WARBURG PINCUS X, L.P.	GENERAL PARTNER	F	yes	09/2011	Mar 30, 2012	Apr 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TMFS ADVISORS, LLC	n/a	Former SEC adviser	$8.1B	N	yes	n/a
THE MUTUAL FUND STORE-ST. LOUIS, LLC	n/a	Former SEC adviser	$642M	N	yes	n/a
THE MUTUAL FUND STORE-INDIANA, LLC	n/a	Former SEC adviser	$537M	N	yes	n/a
TMFS ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$407M	N	yes	n/a
THE MUTUAL FUND STORE-OHIO, LLC	n/a	Former SEC adviser	$395M	N	yes	n/a
THE MUTUAL FUND STORE-DENVER, LLC	n/a	Former SEC adviser	$300M	N	yes	n/a
THE MUTUAL FUND STORE-OMAHA, LLC	n/a	Former SEC adviser	$278M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISIANA, LLC	n/a	Former SEC adviser	$232M	N	yes	n/a
THE MUTUAL FUND STORE-DETROIT, LLC	n/a	Former SEC adviser	$183M	N	yes	n/a
THE MUTUAL FUND STORE-FLORIDA, LLC	n/a	Former SEC adviser	$173M	N	yes	n/a
THE MUTUAL FUND STORE-PORTLAND, LLC	n/a	Former SEC adviser	$168M	N	yes	n/a
THE MUTUAL FUND STORE-LOUISVILLE, LLC	n/a	Former SEC adviser	$148M	N	yes	n/a
THE MUTUAL FUND STORE-HOUSTON, LLC	n/a	Former SEC adviser	$127M	N	yes	n/a
THE MUTUAL FUND STORE-SYRACUSE, LLC	n/a	Former SEC adviser	$56.3M	N	yes	n/a
THE MUTUAL FUND STORE-GEORGIA, LLC	n/a	Former SEC adviser	$44.8M	N	yes	n/a
THE MUTUAL FUND RESEARCH CENTER, LLC	n/a	Former SEC adviser	$0	N	yes	n/a
SMART401K, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
TMFS INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Rochester	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 12, 2015	$177M	$177M	4	2	n/a	n/a	n/a
2013	Mar 14, 2014	$162M	$162M	7	6	n/a	n/a	n/a
2012	Mar 26, 2013	$103M	$103M	8	6	n/a	n/a	n/a
2011	Mar 30, 2012	$72.3M	$72.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$177M	$162M	9.4%	$72.3M	34.7%	4	7	n/a	n/a

Relationships

Affiliated with (29)

← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ SMART401K, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTERRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ TMFS ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
→ THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV
← THE MUTUAL FUND STORERegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← BRANDT, CLIFFORD, MERRILOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BUNCH, JOHN, BRADLEYOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BOLD, ADAM, STUARTOwnerCHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BLOOMBERG, EDWARD, RICHARDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 18, 2013 to presentfactForm ADV
← SADUN, RAFFAELEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 4, 2014 to presentfactForm ADV
← KANSAS CITY 727 ACQUISITION CORPORATIONOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← TMFS HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← WARBURG PINCUS PRIVATE EQUITY X, L.P.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← WARBURG PINCUS X, L.P.OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (8)

← SALVATORE ANTONINO MAZZOLAAdvisorregistration: previous registration
Dec 5, 2011 to Sep 4, 2015factForm ADV
← LISA MARIE BENCHAABANEAdvisorregistration: previous registration
Jul 30, 2010 to Sep 4, 2015factForm ADV
← GERALD CICIARELLIAdvisorregistration: previous registration
Apr 21, 2014 to Feb 13, 2015factForm ADV
← EDWARD HARRIS REAVENAdvisorregistration: previous registration
Nov 7, 2012 to Oct 14, 2014factForm ADV
← Gregg EisensteinAdvisorregistration: previous registration
Nov 7, 2012 to Oct 14, 2014factForm ADV
← SALVATORE STEVEN MARINOAdvisorregistration: previous registration
Nov 20, 2012 to Apr 7, 2014factForm ADV
← Matthew LudackAdvisorregistration: previous registration
Dec 5, 2012 to Mar 24, 2014factForm ADV
← BRYAN ROBERT CLARKAdvisorregistration: previous registration
Feb 24, 2011 to Sep 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c8be3f1-c29e-9ecb-6e5e-55676e68a73c
First observed: Mar 30, 2012
Last observed: Apr 1, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE MUTUAL FUND STORE

THE MUTUAL FUND STORE-NEW YORK, LLC, CRD 148857

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c8be3f1-c29e-9ecb-6e5e-55676e68a73c

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLOOMBERG, EDWARD, RICHARD

CHIEF OPERATING OFFICER

yes

09/2012

Jan 18, 2013

Apr 1, 2015

BOLD, ADAM, STUART

Chairman

yes

02/2012

Mar 30, 2012

Apr 1, 2015

BRANDT, CLIFFORD, MERRIL

CHIEF COMPLIANCE OFFICER

yes

08/2008

Mar 30, 2012

Apr 1, 2015

BUNCH, JOHN, BRADLEY

CHIEF EXECUTIVE OFFICER

yes

02/2012

Mar 30, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION CORPORATION

Member

yes

09/2011

Mar 30, 2012

Apr 1, 2015

KANSAS CITY 727 ACQUISITION, LLC

Member

yes

09/2011

Mar 30, 2012

Apr 1, 2015

SADUN, RAFFAELE

CHIEF FINANCIAL OFFICER

yes

09/2014

Nov 4, 2014

Apr 1, 2015

TMFS HOLDINGS, LLC

MANAGING MEMBER

yes

08/2008

Mar 30, 2012

Apr 1, 2015

WARBURG PINCUS PRIVATE EQUITY X, L.P.

Shareholder

yes

09/2011

Mar 30, 2012

Apr 1, 2015

WARBURG PINCUS X, L.P.

GENERAL PARTNER

yes

09/2011

Mar 30, 2012

Apr 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TMFS ADVISORS, LLC

n/a

Former SEC adviser

$8.1B

yes

n/a

THE MUTUAL FUND STORE-ST. LOUIS, LLC

n/a

Former SEC adviser

$642M

yes

n/a

THE MUTUAL FUND STORE-INDIANA, LLC

n/a

Former SEC adviser

$537M

yes

n/a

TMFS ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$407M

yes

n/a

THE MUTUAL FUND STORE-OHIO, LLC

n/a

Former SEC adviser

$395M

yes

n/a

THE MUTUAL FUND STORE-DENVER, LLC

n/a

Former SEC adviser

$300M

yes

n/a

THE MUTUAL FUND STORE-OMAHA, LLC

n/a

Former SEC adviser

$278M

yes

n/a

THE MUTUAL FUND STORE-LOUISIANA, LLC

n/a

Former SEC adviser

$232M

yes

n/a

THE MUTUAL FUND STORE-DETROIT, LLC

n/a

Former SEC adviser

$183M

yes

n/a

THE MUTUAL FUND STORE-FLORIDA, LLC

n/a

Former SEC adviser

$173M

yes

n/a

THE MUTUAL FUND STORE-PORTLAND, LLC

n/a

Former SEC adviser

$168M

yes

n/a

THE MUTUAL FUND STORE-LOUISVILLE, LLC

n/a

Former SEC adviser

$148M

yes

n/a

THE MUTUAL FUND STORE-HOUSTON, LLC

n/a

Former SEC adviser

$127M

yes

n/a

THE MUTUAL FUND STORE-SYRACUSE, LLC

n/a

Former SEC adviser

$56.3M

yes

n/a

THE MUTUAL FUND STORE-GEORGIA, LLC

n/a

Former SEC adviser

$44.8M

yes

n/a

THE MUTUAL FUND RESEARCH CENTER, LLC

n/a

Former SEC adviser

yes

n/a

SMART401K, LLC

n/a

Former SEC adviser

n/a

yes

n/a

TMFS INSURANCE AGENCY, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Rochester

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 12, 2015

$177M

n/a

2013

Mar 14, 2014

$162M

n/a

2012

Mar 26, 2013

$103M

n/a

2011

Mar 30, 2012

$72.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$177M

$162M

9.4%

$72.3M

34.7%

n/a