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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Jorge Aldana

Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:35a5c787-3ddf-98c6-5bec-a24aa4105a3c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE INVESTMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 6, 2020
First registration: Jan 7, 2020
Dual registered: yes, broker-dealer
Other names: Jorge Aldana|GEORGE ALDANA|Jorge Aldana
IAPD individual key: 7146371

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jul 17, 2026	n/a	yes	COLUMBUS, OH	Current employment
PRINCIPAL ADVISED SERVICES	Bd affiliated wealth	Nov 12, 2024	Jan 9, 2025	no	PHOENIX, AZ	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Nov 7, 2024	Nov 8, 2024	no	PHOENIX, AZ\|DES MOINES, IA	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jan 7, 2020	May 28, 2024	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL ADVISED SERVICES	NATIONWIDE INVESTMENT ADVISORS, LLC	Jan 9, 2025	Jul 17, 2026	554	Firm change after gap	Ibd to ibd
PRINCIPAL SECURITIES, INC.	PRINCIPAL ADVISED SERVICES	Nov 8, 2024	Nov 12, 2024	4	Firm change	Ibd to ibd
NATIONWIDE INVESTMENT ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	May 28, 2024	Nov 7, 2024	163	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 7, 2020 to May 28, 2024factForm ADV
→ PRINCIPAL ADVISED SERVICESRegistered adviserregistration: previous registration
Nov 12, 2024 to Jan 9, 2025factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Nov 7, 2024 to Nov 8, 2024factForm ADV

Dated events

Occurred
Jan 9, 2025
Advisor changed firm
Jorge Aldana left Principal Advised Services for Nationwide Investment Advisors, Llc (registered 2026-07-17)
Form ADVobserved 5 days ago
Occurred
Nov 8, 2024
Advisor changed firm
Jorge Aldana left Principal Securities, Inc. for Principal Advised Services (registered 2024-11-12)
Form ADVobserved 5 days ago
Occurred
May 28, 2024
Advisor changed firm
Jorge Aldana left Nationwide Investment Advisors, Llc for Principal Securities, Inc. (registered 2024-11-07)
Form ADVobserved 5 days ago