DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jorge Aldana

Nationwide Investment Advisors, LLCBD affiliatedColumbus, Ohdual registrantIAPD 7146371

Feed of 09/14/2026

Also filed as Jorge Aldana

At current firm

0 y

since Jul 17, 2026

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Nationwide Investment Advisors, LLC BD affiliated current
since Jul 17, 2026 · Columbus, Oh
Principal Advised Services BD affiliated
Nov 12, 2024 to Jan 9, 2025 · Phoenix, Az
Principal Securities, Inc. BD affiliated
Nov 7, 2024 to Nov 8, 2024 · Phoenix, Az
Nationwide Investment Advisors, LLC BD affiliated
Jan 7, 2020 to May 28, 2024 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

Principal Advised Services to Nationwide Investment Advisors, LLC
left Jan 9, 2025, registered Jul 17, 2026 (554 days) · Affiliated broker-dealer or bank to another
Principal Securities, Inc. to Principal Advised Services
left Nov 8, 2024, registered Nov 12, 2024 (4 days) · Affiliated broker-dealer or bank to another
Nationwide Investment Advisors, LLC to Principal Securities, Inc.
left May 28, 2024, registered Nov 7, 2024 (163 days) · Affiliated broker-dealer or bank to another

Signals

Jorge Aldana left Principal Advised Services for Nationwide Investment Advisors, Llc (registered 2026-07-17)
Jan 9, 2025 · Advisor changed firm · fact
Jorge Aldana left Principal Securities, Inc. for Principal Advised Services (registered 2024-11-12)
Nov 8, 2024 · Advisor changed firm · fact
Jorge Aldana left Nationwide Investment Advisors, Llc for Principal Securities, Inc. (registered 2024-11-07)
May 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address