DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Houston, TX | The Woodlands, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | May 13, 2022 | n/a | yes | Houston, TX|The Woodlands, TX | Current employment |
| M•••• A•••• M••••••••• I••• | Independent wealth | Feb 5, 2014 | Jun 9, 2022 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••• A•••• M••••••••• I••• | M••••• S•••••• | Jun 9, 2022 | May 13, 2022 | -27 | Firm change | RIA to wirehouse |
| U•• F•••••••• S••••••• I••• | M•••• A•••• M••••••••• I••• | Jan 14, 2014 | Feb 5, 2014 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 12, 2012 | Jan 14, 2014 | no | MCALLEN, TX|SAN ANTONIO, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 26, 2009 | Feb 1, 2012 | no | SAN ANTONIO, TX | Previous registration |
| 22 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Feb 1, 2012 | Jan 12, 2012 | -20 | Firm change | Wirehouse to wirehouse |