RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••• B••••• M••••••••
- M••••• S•••••• wirehouse currentsince May 13, 2022 · Houston, Tx
- M•••• A•••• M••••••••• I••• independent RIAFeb 5, 2014 to Jun 9, 2022 · Houston, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 12, 2012 to Jan 14, 2014 · Mcallen, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 26, 2009 to Feb 1, 2012 · San Antonio, Tx
- M•••• A•••• M••••••••• I••• to M••••• S••••••left Jun 9, 2022, registered May 13, 2022 (-27 days) · RIA to wirehouse
- U•• F•••••••• S••••••• I••• to M•••• A•••• M••••••••• I•••left Jan 14, 2014, registered Feb 5, 2014 (22 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Feb 1, 2012, registered Jan 12, 2012 (-20 days) · Wirehouse to wirehouse
- O••••• B••••• M•••••••• left M•••• A•••• M••••••••• I••• for M••••• S•••••• (registered 2022-05-13)Jun 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address