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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SALLIE JO BOWER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

KOKOMO, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 27, 2000
First registration: Oct 10, 2000
Dual registered: yes, broker-dealer
Other names: SALLIE JO HAMMEL|SALLIE JO TURPIN|SALLIE JO RUPEL|SALLIE J BOWER
IAPD individual key: 2453628

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 19, 2010	n/a	yes	KOKOMO, IN	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 26, 2010	Nov 3, 2010	no	KOKOMO, IN	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Dec 23, 2008	Mar 10, 2010	no	KOKOMO, IN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 5, 2006	Jan 2, 2008	no	FORT WAYNE, IN	Previous registration
NRP FINANCIAL, INC.	n/a	Aug 31, 2005	Apr 24, 2006	no	BRYAN, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 10, 2000	Aug 18, 2005	no	FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 3, 2010	Oct 19, 2010	-15	Firm change	Other
GUNNALLEN FINANCIAL, INC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 10, 2010	Feb 26, 2010	-12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	GUNNALLEN FINANCIAL, INC	Jan 2, 2008	Dec 23, 2008	356	Firm change	Other
NRP FINANCIAL, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 24, 2006	May 5, 2006	11	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NRP FINANCIAL, INC.	Aug 18, 2005	Aug 31, 2005	13	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Oct 19, 2010 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 26, 2010 to Nov 3, 2010factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Dec 23, 2008 to Mar 10, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 5, 2006 to Jan 2, 2008factForm ADV
→ NRP FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 31, 2005 to Apr 24, 2006factForm ADV

Dated events

No dated event names this entity yet.